Dealing Representatives:
Compensation to a Corporation Letter Campaign, Now Until March 5, 2014!

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Hello Dealing Representatives and interested parties,

One of the major issues that NEMA is currently tackling through their Advisor Committee is the ability for Dealing Representatives to be compensated to their corporation. We have commenced a letter campaign that will last from now until March 5, 2014, when the comment period on changes to NI 31-103 closes.

The Comment Period:
Notice of and Request for Comment on Proposed Amendments to National Instrument 31-103; Registration requirements, exemptions and ongoing registrant obligations.

Older Comment Period & Summary of their Findings:
Consultation Paper: Consultation on Possible Options for the Incorporation of Individual Representatives of Registered Dealers and Advisors in Canada. December 20, 2010.

Consultation on Possible Options for the Incorporation of Individual Representatives of Registered Dealers and Advisors in Canada: Summary of Consultation Responses. June 2011.

NEMA supports these findings and recommends that NI 31-103 be amended to accommodate for incorporation of individual representatives (Dealing Representatives) of Registered Dealers and Advisors in Canada.

Please help us make this change by sending a letter to the emails below:

jstevenson@osc.gov.on.ca
consultation-en-cours@lautorite.qc.ca

and please CC:

cora@nemaonline.ca

The below button is a letter template. It is not meant to tell you what to say. It is just a tool for make the letter easier to write.

Write A Letter